-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cj74ZLe0HbSUw3N8LKR9/Ecuxr1ZxJsiVsoxVmZ3MWPwlZAACkPJII3OCVDKb/2F EHFbanvEomEjO7mnNMIrwQ== 0000950152-97-001105.txt : 19970222 0000950152-97-001105.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950152-97-001105 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INVACARE CORP CENTRAL INDEX KEY: 0000742112 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 952680965 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35958 FILM NUMBER: 97536063 BUSINESS ADDRESS: STREET 1: 899 CLEVELAND ST STREET 2: P O BOX 4028 CITY: ELYRIA STATE: OH ZIP: 44036 BUSINESS PHONE: 2163296000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RICHEY JOSEPH B II CENTRAL INDEX KEY: 0000937769 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 425 COPRORATE CIRCLE CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 2166228207 MAIL ADDRESS: STREET 1: 425 CORPORATE CIRCLE CITY: GOLDEN STATE: CO ZIP: 80401 SC 13G/A 1 INVACARE/JOSEPH RICHEY 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 11) INVACARE CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON SHARES - -------------------------------------------------------------------------------- (Title of Class of Securities) 461203 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) ---------------- The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 2
---------------------------------------- CUSIP NO. 461203 10 1 13G PAGE 2 OF 6 PAGES ------------ ----------- --------------------- ---------------------------------------- - --------- ------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Joseph B. Richey, II - --------- ------------------------------------------------------------------------------------------------ - --------- ------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] Not Applicable - --------- ------------------------------------------------------------------------------------------------ - --------- ------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------ - --------- ------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------- ------------------------------------------------------------------------------------------------ - ------------------------------ ----------- --------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 1,121,580 OWNED ----------- --------------------------------------------------------------- BY EACH ----------- --------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH: 25,143 ----------- --------------------------------------------------------------- ----------- --------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,121,580 ----------- --------------------------------------------------------------- ----------- --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 25,143 - ------------------------------ ----------- --------------------------------------------------------------- - --------- ------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,146,723 - --------- ------------------------------------------------------------------------------------------------ - --------- ------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES Not Applicable - --------- ------------------------------------------------------------------------------------------------ - --------- ------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.0% - --------- ------------------------------------------------------------------------------------------------ - --------- ------------------------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN - --------- ------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 6 3 INVACARE CORPORATION -------------------- Schedule 13G of Joseph B. Richey, II ITEM 1(A). NAME OF ISSUER: Invacare Corporation ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 899 Cleveland Street, Elyria, Ohio 44035 ITEM 2(A). NAME OF PERSON FILING: Joseph B. Richey, II ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 899 Cleveland Street, Elyria, Ohio 44035 ITEM 2(C). CITIZENSHIP: United States ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Shares ITEM 2(E). CUSIP NUMBER: 461203 10 1 ITEM 3. Not Applicable Page 3 of 6 4 ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 1,121,580 Common Shares (1)(2)(3) (b) Percent of class: 4.0%(3) (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 1,121,580(1) (ii) Shared power to vote or to direct the vote 25,143(2) (iii) Sole power to dispose or to direct the disposition of 1,121,580(1) (iv) Shared power to dispose or to direct the disposition of 25,143(2) (1) Includes (a) 285,670 Common Shares issuable upon exercise of options and (b) 360,262 Class B Common Shares. Each Class B Common Share is convertible at any time into one Common Share. (2) Includes (a) 5,373 Common Shares and 3,760 Class B Common Shares owned by Trustee for Stock Bonus Plan and (b) 16,000 Class B Common Shares held by custodian for reporting person's Individual Retirement Account. (3) Assumes conversion of all Class B Common Shares held by reporting person into Common Shares. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. |X| ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable Page 4 of 6 5 ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. Not Applicable Page 5 of 6 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 - --------------------------------------------------------- Date /s/ Joseph B. Richey, II - --------------------------------------------------------- Signature Joseph B. Richey, II - --------------------------------------------------------- Name Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----